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  • BANK SECRECY ACT—FinCEN, Fed withdraw virtual-currency and international-transfer proposal

    BANK SECRECY ACT—FinCEN, Fed withdraw virtual-currency and international-transfer proposal

    BANK SECRECY ACT—FinCEN, Fed withdraw virtual-currency and international-transfer proposal
    November 6, 2026 | By Charles A. Menke, J.D.
    The proposal would have lowered international-transfer thresholds from $3,000 to $250 for banks and nonbank financial institutions; withdrawal leaves the existing standard intact. The Financial Crimes Enforcement Network (FinCEN) and the Federal Reserve Board have announced the withdrawal of their Oct. 27, 2020, proposal that would have lowered international-transfer information thresholds from $3,000 to $250 for banks and nonbank financial institutions an...
Cyber Attacks Against Water Systems on Agenda for State Utility Regulators

Cyber Attacks Against Water Systems on Agenda for State Utility Regulators

November 6, 2026 | By Tom Leithauser
State utility regulators next week plan to consider a resolution calling on Congress to take steps to shore up the cyber defenses of water utilities. The resolution being presented to the National Ass...
DOL NEWS—Final rule requires e-filing in administrative cases, with exceptions for good cause and pro se filers

DOL NEWS—Final rule requires e-filing in administrative cases, with exceptions for ...

November 6, 2026 | By Brandi O. Brown, J.D.
After a similar proposal was withdrawn in 2021, the agency has finalized regulations requiring attorneys to use its electronic filing system in most administrative cases. The U.S. Department of Labor has finalized a rule requiring electronic filing in administrative proceedings before its Office of Administrative Law Judges, adopting a proposal first issued in 2021 despite concerns raised by practitioners about the agency's filing system. The final rule, scheduled for publication November 9,…
FEDERAL PREEMPTION—CFTC tells prediction markets not to restrict geographic access, escalating conflict with states

FEDERAL PREEMPTION—CFTC tells prediction markets not to restrict geographic access, ...

November 6, 2026 | By Lene Powell, J.D.
The CFTC announcement arises from location-based restrictions related to ongoing litigation involving state oversight of prediction markets. Amid increasing state moves to limit prediction markets trading, the CFTC has instructed designated contract markets (DCMs) to cease any geographic restrictions that violate impartial access requirements within 30 days, or else explain to the Division of Market Oversight why compliance is not feasible. DCMs must similarly ensure that intermediaries…
CISA ‘Rebuilding’ Tops Rep. Thompson’s Priorities for Homeland Security Committee Next Year

CISA ‘Rebuilding’ Tops Rep. Thompson’s Priorities for Homeland Security Committee Next ...

November 5, 2026 | By Tom Leithauser
The top priority for Rep. Bennie Thompson (D., Miss.) if, as expected, he regains the chairmanship of the House Homeland Security Committee will be rebuilding the Cybersecurity and Infrastructure Security Agency, according to a statement shared with CPR today. Rep. Thompson was the committee’s ranking member when it was established as a standing committee in 2005. Since then, he has been either ranking member or chair of the committee during every session of Congress, and he’s likely to become…
MEDICAID ELIGIBILITY—11th Cir.: Florida’s Medicaid termination notices violated due process protections

MEDICAID ELIGIBILITY—11th Cir.: Florida’s Medicaid termination notices violated due ...

November 6, 2026 | By Leah S. Poniatowski, J.D.
The district court’s injunction stands against the state to mandate adequate explanation for termination decisions. A federal district court in Florida did not err when it determined that Florida’s agencies providing termination of Medicaid benefits notices violated the due process rights of certain enrollees because the notices did not provide adequate explanation and information for the enrollee to object to the determination, the U.S. Court of Appeals for the Eleventh Circuit ruled. The…
ENFORCEMENT ACTIONS—California recovers over $4.8 million for scam victims of major crypto ATM company CoinFlip

ENFORCEMENT ACTIONS—California recovers over $4.8 million for scam victims of major ...

November 5, 2026 | By Donielle Tigay Stutland, J.D.
CoinFlip, one of the California’s largest cryptocurrency ATM companies, was ordered to pay over $4.8 million to California victims after failing to adequately protect them from financial fraud. The California Commissioner of Financial Protection and Innovation (DFPI) has entered into a Consent Order with GPD Holdings LLC dba CoinFlip (CoinFlip) under which CoinFlip agreed to pay over $4.8 million to California victims after failing to adequately protect them from financial fraud. Additionally,…
TRADEMARK—TTAB: ‘WORLDLE’ likely to cause confusion with ‘WORDLE’ mark for games

TRADEMARK—TTAB: ‘WORLDLE’ likely to cause confusion with ‘WORDLE’ mark for games

November 6, 2026 | By Brian Craig, J.D.
The relevant factors overwhelmingly show that the WORLDLE mark for geography games is likely to cause confusion with the popular WORDLE mark for word games. Concluding that the WORLDLE mark for geography games is likely to cause confusion with the WORDLE owned The New York Times Company for word puzzle games, the Trademark Trial and Appeal Board has denied the application to register the proposed WORLDLE mark and sustained the objection from the newspaper publisher. The Board concluded that…
ANTITRUST—D. Colo.: Justice Department annot raise objections in meat processing wage suppression settlement final fairness hearing

ANTITRUST—D. Colo.: Justice Department annot raise objections in meat processing wage ...

November 6, 2026 | By Justin Marcus Smith, J.D.
The court ruled that a settlement is not prejudicial if it does not prevent later assertion of a non-settling party’s claims, even if, in this instance, the U.S. must start a second lawsuit to pursue injunctive relief. The United States Departmetn of Justice cannot participate in a final fairness hearing about a series of proposed settlements in the wage suppression antitrust class action against 15 meat processors, ruled the federal district court in Denver, Colorado. The court held that…
DESIGN AND MANUFACTURING DEFECTS—ELECTRONIC PRODUCTS—9th Cir.: Claims against Meta largely dismissed in user’s sex trafficking case

DESIGN AND MANUFACTURING DEFECTS—ELECTRONIC PRODUCTS—9th Cir.: Claims against Meta ...

November 6, 2026 | By Pankhuri Bhatnagar, B.A. LL.B.
Only the victim’s design defect theory alleging inadequate mechanisms for reporting sex trafficking survived as it did not require monitoring third-party content, while the other claims were barred. In an action brought against a social media platform by a sex-trafficking victim for allegedly facilitating and failing to warn about the risks of sex trafficking, the U.S. Court of Appeals for the Ninth Circuit affirmed in part and reversed in part the dismissal of the victim’s claims. Her claims…
DISCRIMINATION—D.D.C.: Alleged comments about PCAOB senior employee’s ethnicity, politics support hostile environment claim

DISCRIMINATION—D.D.C.: Alleged comments about PCAOB senior employee’s ethnicity, ...

November 5, 2026 | By Kathleen Kapusta, J.D.
The Public Company Accounting Oversight Board, however, was entitled to summary judgment on the employee’s discriminatory termination claims and it survived summary on two of its three counterclaims. Although a senior employee of the Public Company Accounting Oversight Board failed to show her termination, purportedly for performance issues and her excessive travel, was actually due to her race, national origin, and political affiliation, her Title VII and DCHRA hostile work environment claims…

VITAL BRIEFING—Midterm election results boost hopes for tariff relief
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November 6, 2026 | By Brad Rosen, J.D
U.S. beer and liquor exporters, who have suffered significantly from the Trump-initiated tariff war with Canada, are optimistic that current tariff policies may be modified after U.S. midterm elections shift congressional control ...

EXPERT INSIGHTS—Colorado's AI rules come into focus: Draft regulations preview new employer duties
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November 6, 2026 | By Joseph Lazzarotti & Débora Avelino
If your organization uses AI to screen resumes, rank candidates, or flag employees for promotion, Colorado's regulatory landscape is coming into focus. On October 6, 2026, the Colorado Department of Law released an interim draft o...

PCAOB NEWS AND SPEECHES—PCAOB wants input on auditor comfort letter rules update proposal
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November 6, 2026 | By Rodney F. Tonkovic, J.D.
The proposed rules would link the timeframe for negative assurance to the issuer's reporting obligations. The PCAOB seeks public comment on proposed targeted amendments that would update its rules on auditor comfort letters. The p...

WORTH NOTING—Other litigation, regulatory activity, and industry news
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November 6, 2026 | By WK Editorial Staff
A weekly roundup of other items of interest to the securities, commodities, and corporate governance communities. BLOCKCHAIN— CFTC Chair Michael S. Selig, appearing on a recent edition of CNBC’s “Squawk on the Street,” commented t...

Former Sen. Rockefeller, Early Advocate for Cyber Legislation, Dies at 89
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November 6, 2026 | By Paul Kirby
Sen. John D. (Jay) Rockefeller IV (D., W.Va.), whose five terms in the Senate included time as chair of the Senate Commerce, Science, and Transportation Committee, died early this morning at his home in Washington, according to hi...

Health Care Group Settles With Four States Over Data Breach
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November 6, 2026 | By Tom Leithauser
A group of health care companies has agreed to pay at least $300,000 to settle complaints filed by attorneys general from four states over a 2023 data breach that the AGs say was preventable. Stolen credentials enabled hackers to ...

EXPERT INSIGHTS—President Trump Creates NIH Women's Health Division And White House Task Force: Key Takeaways From The Executive Order On ...
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November 6, 2026 | By Lauren Carboni & Caroline Farrell & Sheryl Xavier
Key Takeaways: On October 19, 2026, President Trump signed an executive order (EO) creating a Women's Health Division at the National Institutes of Health (NIH) and a White House Women's Health Task Force. The EO seeks to improve ...

HIPAA—N.D. Cal.: Facebook users who complained that Meta violated HIPAA secure certification of four classes
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November 6, 2026 | By Justin Marcus Smith, J.D.
The court agreed with the patients’ suggestion that if the court did not certify a nationwide class, it would instead certify California subclasses. Facebook users who alleged that Meta Platforms, Inc. acquired data protected unde...

CONSUMER FINANCIAL PROTECTION BUREAU—NYC takes lead on enforcement of consumer financial protection laws and rulemaking
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November 6, 2026 | By Donielle Tigay Stutland, J.D.
Husch Blackwell article highlights ways that New York City has stepped in to fill regulatory and enforcement gaps left by the CFPB. Law firm Husch Blackwell published an article discussing the gaps left by the Consumer Financial P...

OVERSIGHT AND INVESTIGATION—GAO finds banking agencies active in international standard-setting
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November 6, 2026 | By Charles A. Menke, J.D.
The agencies helped develop 22 standards and at least 120 guidelines and informational publications with other standard-setting body members during 2010–2025. The Government Accountability Office (GAO) has found that the Federal D...

COPYRIGHT—S.D.N.Y.: Photographer’s copyright and DMCA claims over jigsaw puzzles largely survive dismissal
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November 6, 2026 | By Ravindra Kumar Singh, B.L.
A puzzle manufacturer and its marketing affiliate plausibly misrepresented copyright ownership of photographs reproduced on jigsaw puzzles, but the photographer abandoned his contributory infringement claim. A professional landsca...

COPYRIGHT—S.D.N.Y.: Ross Dress for Less wins dismissal of trademark infringement claims
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November 6, 2026 | By Jonathan Anderson
The plaintiff, which alleges Ross sells imitation products, was granted leave to amend. The operator of the retail outlet Ross Dress for Less won dismissal of most of a lawsuit brought by a luxury apparel brand alleging trademark ...

RICO—9th Cir.: Ninth Circuit affirms dismissal of sweeping civil RICO suit against state, county, and private defendants as time-barred
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November 6, 2026 | By Wendy Biddle, J.D.
The pro se plaintiffs' claims stemming from 2015 and 2019 events were untimely, and dismissal with prejudice was proper because amendment would have been futile. The Ninth Circuit affirmed the dismissal of a civil RICO action brou...

STATE UNFAIR TRADE PRACTICES—Cal. App.: Uber loses appeal about interpreting arbitration clause with purported class action waiver
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November 6, 2026 | By Justin Marcus Smith, J.D.
“Uber cannot evade consumer protection laws just because its allegedly deceptive scheme is complicated.” A trial court properly concluded, in denying an Uber Technologies, Inc. (Uber) motion to compel arbitration, that consumers w...

DESIGN AND MANUFACTURING DEFECTS—MOTOR VEHICLES—S.D. Ohio: Stolen Kia death case will proceed on products liability theory
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November 6, 2026 | By Molly Platnick
Finding the car was defectively easy to steal, the court rejected the car company’s proximate cause theory and interpretation of Ohio law. The federal district court for the Southern District of Ohio granted in part and denied in ...

CPSC NEWS—HOUSEHOLD PRODUCTS—Pamag Pieeoo mattresses recalled over fire hazard
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November 6, 2026 | By WK Editorial Staff
The products were sold on Amazon by Longjili Trading. About 50 Pamag Pieeoo mattresses are being recalled because they violate the mandatory flammability standard for mattresses, posing a risk of serious injury or death from fire ...
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