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  • SWAPS—CFTC staff extends Brexit-related no-action relief for swap dealers and others

    SWAPS—CFTC staff extends Brexit-related no-action relief for swap dealers and others

    SWAPS—CFTC staff extends Brexit-related no-action relief for swap dealers and others
    October 2, 2026 | By Rebecca E. Hoffman, J.D.
    The no-action positions will remain until the end of 2027 unless the CFTC enters an order to replace them in the interim. The CFTC’s Division of Market Oversight and Market Participants Division have extended no-action positions related to the withdrawal of the United Kingdom from the European Union, also known as Brexit. This no-action letter supersedes CFTC Letter No. 24-11, which was amended by CFTC Letter No. 26-10. CFTC Letter No. 26-28, dated October...
ANTITRUST—S.D.N.Y.: Gannett and Daily Mail claims about Google digital advertising bidding practices survive summary judgment

ANTITRUST—S.D.N.Y.: Gannett and Daily Mail claims about Google digital advertising bidding practices survive summary judgment

October 2, 2026 | By Justin Marcus Smith, J.D.
Among other rulings in the Google Digital Advertising Antitrust MDL, the court granted Google’s summary judgment motions on Gannett and Daily Mail N.Y.G.B.L. claims and Inform, Inc.’s Sherman Act clai...
LABOR—UNFAIR LABOR PRACTICES—NLRB: Starbucks made unlawful statements during captive audience meetings

LABOR—UNFAIR LABOR PRACTICES—NLRB: Starbucks made unlawful statements during captive ...

October 5, 2026 | By Ronald Miller, J.D.
However, a store manager’s statement that she would leave the store if employees voted to join the union, coupled with her statement about changing the character of the store, were a lawful expression of “views, argument, or opinion” under Section 8(c). A district manager and a store manager for a Starbucks location in Wisconsin made unlawful statements during captive audience meetings, ruled a three-member panel of the NLRB. The Board found that the employer violated Section 8(a)(1) by…
FRAUD AND MAIPULATION—3d Cir.: Court abandons categorical materiality rule

FRAUD AND MAIPULATION—3d Cir.: Court abandons categorical materiality rule

October 1, 2026 | By Mark S. Nelson, J.D.
The prior circuit rule held that lack of movement in the stock price following the truthful disclosure proved a false statement’s immateriality. The Third Circuit has reconsidered its approach to judging materiality in federal securities fraud cases in light of Supreme Court precedent that called into question the circuit’s continued use of a “categorical” approach. Under the prior approach, the lack of movement in a company’s stock price following a truthful disclosure conclusively proved a…
Bicameral Legislation Would Ban Federal Use of License Plate Scanners

Bicameral Legislation Would Ban Federal Use of License Plate Scanners

October 2, 2026 | By Tom Leithauser
Federal agencies would be barred from using automatic license plate readers (ALPRs) or data collected by ALPRs under bicameral legislation unveiled today. The Ban Flock Act (H.R.10691 , 119th Cong. (2026)), which is named after Flock Safety, a leading ALPR vendor, was introduced in the House by Alexandria Ocasio-Cortez (D., N.Y.). A Senate version will be introduced by Sens. Bernie Sanders (I., Vt.) and Jeff Merkley (D., Ore.). The legislation would prohibit “the head of any Federal agency and…
ORGAN PROCUREMENT AND TRANSPLANTATION—M.D. Fla.: CMS organ procurement ranking rule survives APA challenge

ORGAN PROCUREMENT AND TRANSPLANTATION—M.D. Fla.: CMS organ procurement ranking rule ...

October 2, 2026 | By WK Editorial Staff
A federal court upheld CMS’s competitive certification framework for organ procurement organizations, finding the rule consistent with federal law and supported by reasoned agency decisionmaking. A federal district court granted summary judgment to the HHS Secretary and rejected organ procurement organizations’ challenge to a CMS final rule that ranks organizations using donation and organ transplantation rates. The court held that it could review the claims because the regulatory scheme…
EQUAL CREDIT OPPORTUNITY—CFPB releases Fair Lending Report

EQUAL CREDIT OPPORTUNITY—CFPB releases Fair Lending Report

October 2, 2026 | By Charles A. Menke, J.D.
The report highlights the Bureau efforts in transforming its fair lending program “by refocusing its regulatory, supervisory, and enforcement activities on its statutory authority and identified consumer harm.” The Consumer Financial Protection Bureau’s September 2026 Fair Lending Report for 2025 describes a shift toward matters involving proven, intentional racial discrimination with identifiable victims and away from disparate-impact liability. Consistent with an April 2025 executive order,…
TRADE SECRETS—Fla. App.: Auto rental company’s trade secret liability upheld; $864,000 award reduced

TRADE SECRETS—Fla. App.: Auto rental company’s trade secret liability upheld; $864,000 ...

October 2, 2026 | By Saurabh Kashyap, B.A., M.A., LL.B., LL.M.
A subsequent acquirer can be liable under Florida trade secret law when it has reason to know that another party obtained the information improperly. A Florida appellate court upheld findings that an auto rental company, its owner, and affiliated automotive businesses misappropriated a competitor’s confidential customer list, rejecting their argument that Florida’s Uniform Trade Secrets Act (FUTSA) limits acquisition-based liability to the person who initially obtains a trade secret…
ANTITRUST—M.D.N.C.: Remaining state claims may proceed against RealPage in rental price-fixing case

ANTITRUST—M.D.N.C.: Remaining state claims may proceed against RealPage in rental ...

October 1, 2026 | By Steven Melendez
The court rejected arguments that state claims were mooted by a federal settlement or that claims were insufficiently pled. The federal district court in Greensboro, North Carolina denied motions by RealPage, Inc., and a set of landlords to dismiss remaining claims in an antitrust lawsuit brought by the Justice Department and several states alleging algorithmic coordination, information sharing, and related anticompetitive activities in rental housing markets. The court rejected arguments that…
DESIGN AND MANUFACTURING DEFECTS—HOUSEHOLD PRODUCTS—E.D.N.Y.: Dog leash amputation case will proceed to trial on defect, failure to warn claims

DESIGN AND MANUFACTURING DEFECTS—HOUSEHOLD PRODUCTS—E.D.N.Y.: Dog leash amputation ...

October 2, 2026 | By Molly Platnick
The court declined to preclude plaintiff’s expert testimony and granted summary judgment only on warranty claims. The federal district court for the Eastern District of New York denied Petco and a leash seller’s motion to preclude expert testimony and granted in part and denied in part their motion for summary judgment. The products liability case was by a woman whose fingers were severed when her dog’s leash wrapped around her fingers. Her second amended complaint alleged design defect,…
RETALIATION—E.D. Pa.: Nurse, criticized for tardiness when using FMLA leave to care for son, advances claims

RETALIATION—E.D. Pa.: Nurse, criticized for tardiness when using FMLA leave to care ...

October 2, 2026 | By Todd Harrison, J.D.
There was also a genuine dispute as to whether her termination was motivated by her FLSA claims related to unpaid time for changing into scrubs prior to work. A former hospital OR nurse can move forward with her claims alleging FMLA and FLSA retaliation, as well as her FMLA interference and FLSA unpaid wages claims, ruled a federal district court in Pennsylvania. Denying the hospital’s motion for summary judgment, the court found genuine issues of material facts on all of the claims, including…

EXPERT INSIGHTS—California passes No Robo Bosses Act
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October 5, 2026 | By Eric Felsberg & Scott Jang
Governor Gavin Newsom has signed Senate Bill (SB) 947 , adding new requirements to the California Labor Code for employers that use automated decision systems in the workplace for disciplinary and termination decisions. The law ta...

EXPERT INSIGHTS—New H-1B executive orders increase scrutiny of employer Layoffs, extend blocked $100,000 payment requirement
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October 5, 2026 | By Garfinkel Immigration Law Firm
The Trump administration announced two additional significant actions affecting the H-1B program late last week, increasing scrutiny of employers that have conducted or are planning layoffs and extending the $100,000 payment requi...

VITAL BRIEFING—Déjà vu, Trump’s forced labor tariffs in the docket
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October 2, 2026 | By Brad Rosen, J.D.
The tariffs, which have resulted in 10 to 12.5 percent levies that impact imports from 86 trading partners, are viewed by critics as another measure in the president’s tariff campaign rather than as a serious effort to combat forc...

NASAA NEWS AND SPEECHES—NASAA comments on FINRA proposal to update the financial exploitation framework
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October 2, 2026 | By R. Jason Howard, J.D.
NASAA broadly supports the investor protection objectives underlying the proposal. The North American Securities Administrators Association (NASAA) has responded to SEC Release No. 34-106275 in which FINRA proposes “to expand and ...

California AG Subpoenas OpenAI for Info on Autonomous AI Hacking
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October 2, 2026 | By Tom Leithauser
California Attorney General Rob Bonta (D.) has issued an investigative subpoena to obtain records from OpenAI about incidents in which OpenAI’s AI (artificial intelligence) agents escaped from testing environments and went on hack...

CISA, DoD Offer Advice, Resources as Cybersecurity Awareness Month Kicks Off
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October 2, 2026 | By Tom Leithauser
The Cybersecurity and Infrastructure Security Agency and Department of Defense yesterday highlighted the federal resources available for cyber defenders and offered cybersecurity advice in recognition of National Cybersecurity Awa...

COSMETICS—N.D. Cal.: Lip balm false labeling suit moves forward
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October 2, 2026 | By Jody Coultas, J.D.
The lip balm was marketed as containing sugar but actually contained a sugar alcohol. Two lip balm purchasers sufficiently stated California consumer protection law claims against Fresh, Inc. alleging that the company falsely and ...

QUALITY OF CARE—D.D.C.: Jurisdictional nuances lead to stalemate on dispositive motions about HHS NPDB malpractice report decision
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October 2, 2026 | By Justin Marcus Smith, J.D.
HHS decided it was irrelevant whether the patient dropped the physician from a malpractice complaint, that the physician only participated in mediation due to the threat of a lawsuit, or that the physician was not involved in the ...

CRIMES AND OFFENSES—Treasury proposes blocking A7 network-linked fund transfers
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October 2, 2026 | By Patricia K. Ruiz, J.D.
The proposal would bar U.S. financial institutions from processing transfers involving companies tied to a Russia-linked sanctions evasion network. The Treasury Department announced sweeping sanctions and regulatory actions target...

FINANCIAL STABILITY—Fed’s Bowman says eSLR changes show importance of revisiting regulations
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October 2, 2026 | By Nora Macaluso
The Fed’s vice chair for supervision said recalibrating the leverage ratio has helped the Treasury market. Federal banking agencies’ recalibration of the enhanced supplementary leverage ratio (eSLR) has shown “encouraging” early r...

COPYRIGHT—N.D.N.Y.: Video mocking youth baseball program deemed fair use
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October 2, 2026 | By Jonathan Anderson
Use of the marks also does not purport to designate the source of the video, which cannot be interpreted to represent an association between the parties. An online video mocking and criticizing a New York youth baseball program co...

COPYRIGHT—S.D. Ohio: Court rejects vocalist’s claim to featured artist royalties from Zapp recordings
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October 2, 2026 | By Patricia K. Ruiz, J.D.
The court found that backup vocalist Bobby Glover was not a featured artist entitled to SoundExchange royalty payments. A federal court in Ohio granted summary judgment to LSV Entertainment LLC in a dispute over SoundExchange roya...

ADVERTISING—N.D. Cal.: BuzzBallz granted summary judgment on Patco's cybersquatting and UCL counterclaims
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October 2, 2026 | By Wendy Biddle, J.D.
Big Sipz mark was not distinctive when BuzzBallz acquired lookalike domain names. The U.S. District Court for the Northern District of California granted summary judgment to ready-to-drink cocktail maker BuzzBallz, LLC on the rema...

ANTITRUST—E.D. Pa.: KVK Tech suffers dismissal of Oxycodone manufacturing precursor antitrust claims against competitor-supplier Mallinckrodt
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October 2, 2026 | By Justin Marcus Smith, J.D.
The narrow market definition of finished dosage form products failed to account for interchangeability of substitutes, but breach of contract and promissory estoppel claims survived the Mallinckrodt motion to dismiss. KVK Tech, In...

STATUTES OF LIMITATIONS AND REPOSE—INDUSTRIAL AND COMMERCIAL EQUIPMENT—E.D. Ky.: 3M wins summary judgment after coal miner’s claims found ...
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October 2, 2026 | By Pankhuri Bhatnagar, B.A. LL.B.
A miner’s claims were found to be untimely as he could have exercised reasonable diligence and discovered his injury and its cause, more than a year before filing the suit. In an action against a respirator manufacturer by a forme...

CPSC NEWS—HOUSEHOLD PRODUCTS—Burn hazards prompt recall of electric balloon pumps
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October 2, 2026 | By WK Editorial Staff
Consumers should return recalled pumps to any Dollar Tree store for a full refund. Dollar Tree Stores is recalling approximately 360,500 electric balloon pumps because the pumps can overheat and pose a burn hazard. Consumers shoul...
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Expert Insights

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